Cass L. Weldon
Professional summary
Cass Lamar Weldon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cass is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Cass had worked at 1 firm, which includes SOUTHERN FARM BUREAU FUND DISTRIBUTOR INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2003 - July 14, 2005
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
CRD#: 10194 / SEC#: , 8-26476
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHERN FARM BUREAU LIFE INSURANCE COMPANY | STOCKHOLDER | |
| ANDERSON, RONALD ROY | DIRECTOR | 1470514 |
| CASTLE, GLEN ALLEN | VICE PRESIDENT/ASSISTANT SECRETARY | 4304918 |
| DIERSCHKE, KENNETH WILLIAM | DIRECTOR | 4404306 |
| DUVALL, VINCENT MEARL SR. | DIRECTOR | 5302189 |
| FAVREAU, LAURENCE EDMOND | PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER | 1600412 |
| GRAMLING, BEN MARTIN II | DIRECTOR | 3092675 |
| HANEY, MARK EDWIN | DIRECTOR | 5114178 |
| HARPER, JIM TONEY | DIRECTOR | 5647388 |
| HENDRICKS, JOHN CAMERON | DIRECTOR | 5645021 |
| HILLMAN, RICHARD EDWARD | DIRECTOR | 5647339 |
| HOBLICK, JOHN LAWRENCE SR. | DIRECTOR | 5301615 |
| LONG, GERALD WILTON | DIRECTOR | 5647366 |
| MAGEE, BILLY REGIONALD | DIRECTOR | 5301986 |
| MCCONNELL, PATRICIA DIANE | CHIEF COMPLIANCE OFFICER | 5391205 |
| NEDBALEK, BOBBY ALVIN | DIRECTOR | 5302306 |
| PRYOR, WAYNE FRANKLIN | DIRECTOR | 3207279 |
| PURVIS, JOSEPH ALEXANDER | GENERAL COUNSEL & SECRETARY | 4168436 |
| ROTH, RAYMOND RICHARD JR. | DIRECTOR | 4404337 |
| SCHARER, EDWARD ALLEN | DIRECTOR | 5302225 |
| VEACH, HARRY RANDAL | DIRECTOR | 4769187 |
| WAIDE, DAVID | DIRECTOR | 3092691 |
| WINKLES, DAVID MILTON JR | DIRECTOR | 3092693 |
| WOOTEN, LARRY BERNARD | CHAIRMAN OF THE BOARD/DIRECTOR | 4168268 |
| WRIGHT, JOHN MILTON JR | DIRECTOR | 3092695 |
Disclosures
| Regulatory Event | 1 |
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