Bryan D. Ward

PROCORE ADVISORS

Newport Beach, CA 92660

Some features on this profile are disabled

CRD#: 4603919

Professional summary

Bryan David Ward, CFP®, CIMA®, who also goes by Bryan Ward, is a registered financial advisor currently at PROCORE ADVISORS, LLC located in Newport Beach, California.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Bryan has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bryan Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WOOD GUTMANN AND BOGART INSURANCE BROKERS: PROPERTY AND CASUALTY INSURANCE AGENT - NON INVESTMENT-RELATED. 2. HEALTH MARKET: HEALTH INSURANCE AGENT - NON INVESTMENT-RELATED, APPROX 3 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan David Ward's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 10, 2017 - Present

PROCORE ADVISORS, LLC

Office #1: 1101 Dove Street Suite 100, Newport Beach, CA 92660

RIA

CRD#: 289037

Newport Beach, CA

Past

September 4, 2014 - September 29, 2017

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

NEWPORT BEACH, CA

Past

July 19, 2013 - September 2, 2014

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

NEWPORT BEACH, CA

Past

July 19, 2013 - September 2, 2014

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

NEWPORT BEACH, CA

Past

October 19, 2012 - July 22, 2013

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

IRVINE, CA

Past

February 17, 2006 - October 22, 2012

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

IRVINE, CA

Past

March 6, 2003 - May 6, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

February 1, 2003 - May 6, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/2003

General Securities Representative Examination

Current Firm

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1101 Dove Street Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 339-2990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PROCORE ADVISORS, LLC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 110,885,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bryan D. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan David Ward's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARTNERVEST ADVISORY SERVICES LLC

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

PARTNERVEST ADVISORY SERVICES LLC

CITY NATIONAL SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PROCORE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2003

Series 63

Date: 2/12/2003

Series 7

Date: 1/15/2003

Current Firm

PROCORE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCORE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors