Gar F. Pang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gar Fai Pang was a registered financial professional .
Gar is a previously registered financial professional and started their career in finance in 2002. Gar had worked at 2 firms and has passed the SIE, Series 7 and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2008 - February 12, 2015
ALLSTON TRADING LLC
December 2, 2002 - February 15, 2005
S&L, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 11/30/2002
Government Securities Representative ExaminationCurrent Firm
ALLSTON TRADING LLC
CRD#: 125499 / SEC#: , 8-65807
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
