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TC

Troy C. Copeland

O'DONNELL FINANCIAL SERVICES
San Rafael, CA 94901
Some features on this profile are disabled
CRD#: 4603694
TC

Professional summary

Troy Collins Copeland is a registered financial advisor currently at O'DONNELL FINANCIAL SERVICES, LLC located in San Rafael, California and INDEPENDENT FINANCIAL GROUP, LLC located in San Rafael, California.

Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Troy has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2015 ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) O'DONNELL FINANCIAL SERVICES, LLC POSITION: Employee NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2015 ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE WITH REGISTERED INVESTMENT ADVISOR O'DONNELL FINANCIAL GROUP, LLC DBA O'DONNELL FINANCIAL SERVICES, LLC (3) TRUST FACILITATOR SERVICES POSITION: Agent/Representative NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States DESCRIPTION: INDEPENDENT CONTRACTOR OFFERING TRUST FACILITATOR SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Collins Copeland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2015 - Present

O'DONNELL FINANCIAL SERVICES, LLC

Office #1: 1101 Fifth Ave. Suite 150, San Rafael, CA 94901
RIA
CRD#: 172520
San Rafael, CA
Current

October 13, 2016 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1101 Fifth Avenue Suite 150, San Rafael, CA 94901Office #2: 1520 The Alameda #120, San Jose, CA 95126
RIA
BD
CRD#: 7717
San Rafael, CA
Past

August 11, 2015 - November 16, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
SAN RAFAEL, CA
Past

August 11, 2015 - September 29, 2016

SECURITIES AMERICA, INC.

BD
CRD#: 10205
San Rafael, CA
Past

January 16, 2014 - June 10, 2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
SAN FRANCISCO, CA
Past

September 12, 2013 - January 8, 2014

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
LARKSPUR, CA
Past

May 14, 2013 - January 8, 2014

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LARKSPUR, CA
Past

August 21, 2006 - September 11, 2012

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
HARRISON, NY
Past

June 30, 2006 - August 15, 2006

LPL FINANCIAL LLC

RIA
CRD#: 6413
SANTA ROSA, CA
Past

June 30, 2006 - August 15, 2006

LPL FINANCIAL LLC

BD
CRD#: 6413
SANTA ROSA, CA
Past

October 31, 2005 - July 7, 2006

OSAIC SERVICES, INC.

BD
CRD#: 133763
SANTA ROSA, CA
Past

October 10, 2005 - July 19, 2006

THE HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

RIA
CRD#: 107773
SANTA ROSA, CA
Past

June 13, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

April 16, 2004 - June 16, 2005

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

November 14, 2002 - April 27, 2004

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
O'DONNELL FINANCIAL SERVICES, LLC
INVESTMENTS ONLY PLEASE | O'DONNELL FINANCIAL SERVICES, LLC | O'DONNELL FINANCIAL SERVICES | O'DONNELL FINANCIAL GROUP, INC. | O'DONNELL FINANCIAL GROUP

CRD#: 172520 / SEC#: 801-110717

RIA
Registered Investment Advisory firm - (6/26/2017 Approved)
California
Registered Investment Advisory firm - (7/29/2017 Terminated)
Texas
Registered Investment Advisory firm - (6/29/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(8/11/2015)
RR
California
(10/13/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/7/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/21/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/13/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OF
O'DONNELL FINANCIAL SERVICES, LLC
INVESTMENTS ONLY PLEASE | O'DONNELL FINANCIAL SERVICES, LLC | O'DONNELL FINANCIAL SERVICES | O'DONNELL FINANCIAL GROUP, INC. | O'DONNELL FINANCIAL GROUP

CRD#: 172520 / SEC#: 801-110717

RIA
Registered Investment Advisory firm - (6/26/2017 Approved)
California
Registered Investment Advisory firm - (7/29/2017 Terminated)
Texas
Registered Investment Advisory firm - (6/29/2017 Terminated)
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Contact information

Main Address
1101 Fifth Ave. Suite 150, San Rafael, CA 94901
Mailing Address
Phone number
(866) 496-2300
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A APP 1 - O'DONNELL FINANCIAL SERVICES WRAP PROGRAM (3/25/2025)
FORM ADV 2A - FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts918
AUM (Assets Under Management)$ 343,062,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

O'DONNELL FINANCIAL SERVICES, LLC

CRD#: 172520San Rafael, CA 94901

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