Robert L. Bigelow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lawrence Bigelow was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 1998 - December 31, 2015
HIGHMARK CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HIGHMARK CAPITAL MANAGEMENT, INC.
CRD#: 109550 / SEC#: 801-55718
Contact information
Regulatory assets under management
| Total Number of Accounts | 502 |
| AUM (Assets Under Management) | $ 8,662,353,458 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/28/2023 | ||
| 01/06/2023 | ||
| 12/21/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
