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JB

Joseph B. Bronson

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CRD#: 4603480
JB

Professional summary


Joseph Brian Bronson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joseph is a previously registered financial professional and started their career in finance in 2009. Prior to being barred, Joseph had worked at 3 firms, which includes STRONG INVESTMENT MANAGEMENT, ECM INVESTMENT MANAGEMENT INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joe Bronson | Joseph Brian Engebretson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 29, 2012 - August 26, 2019

STRONG INVESTMENT MANAGEMENT

RIA
CRD#: 164967
YORBA LINDA, CA
Past

November 25, 2009 - August 29, 2012

STRONG INVESTMENT MANAGEMENT

RIA
CRD#: 152220
NEWPORT BEACH, CA
Past

July 20, 2009 - February 24, 2012

ECM INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 110067
NEWPORT BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/18/2009
Uniform Investment Adviser Law Examination

Current Firm


SI
STRONG INVESTMENT MANAGEMENT
STRONG INVESTMENT MANAGEMENT

CRD#: 164967 / SEC#: 801-76981

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Contact information


Main Address
Alpharetta, GA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRONG INVESTMENT MANAGEMENT

CRD#: 164967

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