Timothy M. Shea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Shea, who also goes by Timothy Shea, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2003. Timothy had worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2016 - July 12, 2018
8TH STREET INVESTMENTS, LLC
November 16, 2005 - July 25, 2007
PNC WEALTH MANAGEMENT LLC
November 16, 2005 - July 25, 2007
PNC WEALTH MANAGEMENT LLC
January 13, 2003 - August 29, 2005
MORGAN STANLEY DW INC.
January 2, 2003 - August 29, 2005
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
8TH STREET INVESTMENTS, LLC
CRD#: 148727 / SEC#: 801-121413
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
8TH STREET INVESTMENTS, LLC
CRD#: 148727 / SEC#: 801-121413
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203 |
| AUM (Assets Under Management) | $ 171,725,350 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
