Sunnie J. Mills
Professional summary
Sunnie Juarez Mills, who also goes by Sonnie Jean Juarez, Sunnie Jean Juarez, Sunnie Jean Mills, Sunnie Juarez Mills Mrs., is a registered financial professional currently at CWS INVESTMENTS located in Newport Beach, California.
Sunnie is registered as a RR (Registered Representative) and started their career in finance in 2009. Sunnie has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sunnie Juarez Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2009 - Present
CWS INVESTMENTS
Office #1: 14 Corporate Plaza, Suite 210, Newport Beach, CA 92660State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2013)
(12/24/2009)
(6/11/2013)
(4/5/2013)
(9/9/2024)
(2/19/2016)
(5/17/2013)
(2/14/2014)
(2/11/2016)
(5/21/2015)
(7/12/2013)
(10/4/2013)
(11/13/2013)
(4/24/2013)
(6/4/2015)
(11/19/2013)
(3/20/2015)
(2/24/2014)
(1/6/2025)
(8/29/2013)
(5/1/2013)
(7/1/2013)
(5/29/2015)
(9/25/2013)
(8/20/2013)
(5/10/2018)
(11/5/2013)
(6/1/2015)
(5/27/2015)
(1/10/2020)
(9/6/2013)
(8/2/2013)
(1/9/2020)
(5/9/2013)
Exams
FINRA
Current Firm
CWS INVESTMENTS
CRD#: 23551 / SEC#: , 8-40494
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 2 |
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