Casey R. Frazier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey Ryan Frazier, CFA was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 2001. Casey had worked at 4 firms and has passed the Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2010 - July 1, 2011
NORTHSTAR SECURITIES, LLC
December 20, 2007 - December 31, 2010
HARRISON STREET PRIVATE WEALTH LLC
March 1, 2007 - December 31, 2012
HARRISON STREET PRIVATE WEALTH LLC
March 10, 2006 - July 6, 2010
WELTON STREET INVESTMENTS LLC
March 2, 2001 - December 19, 2003
PRIMA CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NORTHSTAR SECURITIES, LLC
CRD#: 150409 / SEC#: , 8-68254
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
