Edward M. Kennedy Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Moore Kennedy Jr, who also goes by Edward Moore Kennedy Jr., was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2002. Edward had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2019 - November 20, 2024
ROBERTS & RYAN, INC.
January 29, 2009 - January 14, 2014
MARWOOD GROUP RESEARCH
December 16, 2005 - December 31, 2010
MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC
March 24, 2004 - January 14, 2014
MARWOOD GROUP
December 9, 2002 - January 14, 2014
MARWOOD GROUP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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