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Paul Samuel Gianotti

GIANOTTI WEALTH ADVISORY
KANKAKEE, IL
·CRD# 4603254·23 years experience

Professional Summary

Paul Samuel Gianotti is a registered financial advisor currently at GIANOTTI WEALTH ADVISORY located in Kankakee, Illinois. Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

GIANOTTI WEALTH ADVISORY·CRD# 335264
RIA
1949 W Court St, Kankakee, IL 60901
September 30, 2025 - Present
MUTUAL ADVISORS, LLC·CRD# 167658
RIA
Kankakee, IL
October 15, 2019 - September 30, 2025
LPL FINANCIAL LLC·CRD# 6413
RIA
Kankakee, IL
October 12, 2007 - September 18, 2019
LPL FINANCIAL LLC·CRD# 6413
BD
Kankakee, IL
October 12, 2007 - September 18, 2019
EDWARD JONES·CRD# 250
RIA
Chicago, IL
February 7, 2007 - October 16, 2007
EDWARD JONES·CRD# 250
BD
Chicago, IL
January 9, 2003 - October 16, 2007

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Current Firm

GW
GIANOTTI WEALTH ADVISORY

GIANOTTI WEALTH ADVISORY | GIANOTTI WEALTH ADVISORY LLC

CRD#: 335264
Illinois
Registered Investment Advisory firm - Illinois (9/30/2025 Approved)

Contact Information

Main Address

1949 W Court St, Kankakee, IL 60901

Phone Number

(815) 802-3486

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

236

AUM (Assets Under Management)

$49,303,808

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Insurance Agent, Insurance Sales & Services, Not Investment Related, 5-10 hours per month, <1 hour per day during trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2008About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Paul Samuel Gianotti's CRS (Customer Relationship Summary).

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