Daniel C. Powell
Professional summary
Daniel Christian Stanley Powell was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Daniel had worked at 3 firms, which includes TRADESPOT MARKETS INC., INVESTMENT SECURITY CORPORATION, MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2010 - September 20, 2010
TRADESPOT MARKETS INC.
May 16, 2006 - August 8, 2006
INVESTMENT SECURITY CORPORATION
January 22, 2003 - May 1, 2003
MORGAN STANLEY DW INC.
January 2, 2003 - May 1, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRADESPOT MARKETS INC.
CRD#: 29683 / SEC#: , 8-44483
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELOYAN, MARK BEDROS | PRESIDENT, CHIEF COMPLIANCE OFFICER,CFO, FINOP, POO, PFO | 1392748 |
| CRONUS EQUITY CAPITAL INVESTMENTS, LLC. | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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