Lorie R. Beers

INTREPID INVESTMENT BANKERS LLC

New York, NY 10020

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CRD#: 4603151

Professional summary

Lorie Rae Beers is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in New York, New York.

Lorie is registered as a RR (Registered Representative) and started their career in finance in 2006. Lorie has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lorie Rae Beers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2023 - Present

INTREPID INVESTMENT BANKERS LLC

Office #1: 1221 Avenue Of The Americas, New York, NY 10020

CRD#: 154801

New York, NY

Past

September 2, 2015 - June 27, 2022

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

November 19, 2014 - September 2, 2015

STORMHARBOUR SECURITIES LP

CRD#: 35997

NEW YORK, NY

Past

November 18, 2013 - November 4, 2014

EIGHT PINES SECURITIES LLC

CRD#: 153794

CHICAGO, IL

Past

October 14, 2009 - June 12, 2013

SEABURY SECURITIES LLC

CRD#: 41916

NEW YORK, NY

Past

March 6, 2007 - September 30, 2009

KPMG CORPORATE FINANCE LLC

CRD#: 103973

NEW YORK, NY

Past

October 5, 2006 - February 1, 2007

GORDIAN GROUP, LLC

CRD#: 24034

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/1/2023)

New York
(2/1/2023)

Exams

State Security Law Exam

Series 63

Date: 10/25/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTREPID INVESTMENT BANKERS LLC

INTREPID INVESTMENT BANKERS LLC | INTREPID MERCHANT BANKERS, LLC

CRD#: 154801 / SEC#: , 8-68674

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025

Mailing Address

11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025

Phone number

(310) 478-9000

Established

Delaware since 04/28/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MUFG AMERICAS HOLDINGS CORPORATION	DIRECT OWNER
BAGDASARIAN, EDUARD	CEO	1307175
FREEDMAN, JAMES BARRY	MANAGING DIRECTOR, CHAIRMAN	1616904
MILKMAN, PAUL DAVID	CHIEF INFORMATION SECURITY OFFICER	1564708
MORIN, STACEY LYNN	CHIEF FINANCIAL OFFICER	5649422
ROSENBERG, W MICHAEL	SENIOR MANAGING DIRECTOR	1617639
SCANDURA, STEPHEN THOMAS	CHIEF COMPLIANCE OFFICER	4539229

Red Flags

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Lorie R. Beers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lorie Rae Beers's CRS (Customer Relationship Summary).

Certified licenses

Experience

COWEN AND COMPANY

STORMHARBOUR SECURITIES LP

EIGHT PINES SECURITIES LLC

SEABURY SECURITIES LLC

KPMG CORPORATE FINANCE LLC

GORDIAN GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/2006

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/4/2006

Series 24

Date: 8/3/2007

FINRA

Current Firm

INTREPID INVESTMENT BANKERS LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTREPID INVESTMENT BANKERS LLC

TRUST BUT VERIFY

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