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Thomas Lee Beasley

CRD# 4603093·Registered 2004 - 2023
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Lee Beasley was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2004 - 2023. Thomas had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

BEASLEY & COMPANY·CRD# 123623
RIA
Paris, TN
July 17, 2017 - December 31, 2023
BEASLEY & COMPANY·CRD# 123623
RIA
Paris, TN
February 10, 2004 - December 31, 2016

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Current Firm

B&
BEASLEY & COMPANY

BEASLEY & COMPANY | BEASLEY INVESTMENT MANAGEMENT CO.

CRD#: 123623

Contact Information

Main Address

3780 Highway 79 North, Paris, TN 38242

Phone Number

(731) 642-9112

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

71

AUM (Assets Under Management)

$62,615,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO-OWNER OF BEASLEY & COMPANY, a general partnership, is also A PUBLIC ACCOUNTING FIRM PROVIDING TAX AND ACCOUNTING SERVICES. I AM A PRACTICING CPA IN THIS FIRM, AND THE BUSINESS IS NOT INVESTMENT-RELATED OTHER THAN THE FACT THAT MOST OF THE INVESTMENT MANAGEMENT CLIENTS ARE ALSO TAX/ACCOUNTING CLIENTS. THOMAS LEE BEASLEY IS ACTIVELY INVOLVED IN THE CPA PRACTIVE; HE SPENDS ABOUT ONE-THIRD OF HIS TIME ON THE CPA WORK AND ABOUT TWO-THIRDS OF HIS TIME ON THE INVESTMENT MANAGEMENT WORK ON A DAILY BASIS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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