Norman F. Watts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Francis Watts was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1968. Norman had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2015 - December 31, 2017
MERCAP ADVISORS, INC.
January 13, 2012 - December 31, 2017
MERCAP SECURITIES, LLC
January 5, 2012 - May 12, 2016
MERION WEALTH PARTNERS, LLC
January 9, 2006 - January 9, 2012
INVESTORS CAPITAL CORP.
July 13, 2004 - January 9, 2012
INVESTORS CAPITAL CORP.
December 16, 2001 - July 13, 2004
PAN-AMERICAN FINANCIAL ADVISERS
November 25, 1992 - January 31, 1995
KEOGLER, MORGAN & COMPANY, INC.
June 19, 1990 - September 9, 1992
PEB FINANCIAL GROUP, INC.
February 23, 1989 - December 16, 2001
AMERICAN CAPITAL CORPORATION
July 22, 1988 - August 23, 1989
PHILADELPHIA FINANCIAL ADVISORS, INC.
May 6, 1986 - July 22, 1988
PHILADELPHIA FINANCIAL ADVISORS, INC.
September 24, 1976 - October 16, 1986
HEATHER AGENCY, INC.
September 11, 1973 - February 13, 1989
HARLEYSVILLE SECURITIES CORPORATION
July 22, 1968 - September 28, 1973
EDUCATORS INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/15/1968
Registered Representative ExaminationCurrent Firm
MERCAP ADVISORS, INC.
CRD#: 170092 / SEC#: 801-79319
Contact information
Red Flags
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