Kaighin G. Watts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kaighin Gray Watts, who also goes by Keg Watts, was a registered financial professional .
Kaighin is a previously registered financial professional and started their career in finance in 1971. Kaighin had worked at 13 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2004 - December 31, 2015
FIRST SOUTHWEST COMPANY, LLC
September 7, 2004 - December 16, 2004
WORLD CHOICE SECURITIES, INC.
June 30, 2004 - September 1, 2004
WFG INVESTMENTS, INC.
May 1, 2003 - May 28, 2004
WFG INVESTMENTS, INC.
September 7, 2001 - May 19, 2003
BLUE MARBLE FINANCIAL, LLC
December 7, 1999 - April 17, 2001
FROST BROKERAGE SERVICES, INC.
September 15, 1997 - December 7, 1999
WELLS FARGO CLEARING SERVICES, LLC
December 15, 1995 - October 10, 1997
PENSON FINANCIAL SERVICES, INC.
June 3, 1991 - December 15, 1995
SERVICE ASSET MANAGEMENT COMPANY
August 13, 1984 - June 6, 1991
FINSER INVESTMENT COMPANY
October 6, 1980 - August 15, 1984
KIDDER, PEABODY & CO. INCORPORATED
May 27, 1976 - February 5, 1981
FRED BAKER & ASSOCIATES, INC.
December 19, 1972 - June 13, 1976
RUSS SECURITIES CORP
November 16, 1971 - January 18, 1973
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/6/1971
Registered Representative ExaminationCurrent Firm
FIRST SOUTHWEST COMPANY, LLC
CRD#: 316 / SEC#: , 8-1523
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
Red Flags
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