Tigress L. Jones
Professional summary
Tigress L Jones, who also goes by Tigress Laprice Cooper, Tigress Laprice Jones, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in North Olmsted, Ohio.
Tigress is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Tigress has worked at 9 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tigress L Jones's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tigress L Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2022 - Present
KEY INVESTMENT SERVICES LLC
August 30, 2022 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144July 13, 2022 - August 31, 2022
J.P. MORGAN SECURITIES LLC
November 6, 2015 - August 31, 2022
J.P. MORGAN SECURITIES LLC
October 1, 2012 - June 5, 2014
J.P. MORGAN SECURITIES LLC
July 31, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 8, 2006 - April 22, 2009
THE HUNTINGTON INVESTMENT COMPANY
July 1, 2005 - May 31, 2006
INVEST FINANCIAL CORPORATION
October 20, 2003 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
April 30, 2003 - June 23, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 28, 2003 - June 23, 2003
IDS LIFE INSURANCE COMPANY
April 28, 2003 - June 23, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
February 10, 2003 - April 4, 2003
QUESTAR CAPITAL CORPORATION
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
