HH
Howard J. Holmes
HOLMES INVESTMENT MANAGEMENT
BROCKTON, MA 02301
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CRD#: 4602838
HH
Professional summary
Howard Joseph Holmes is a registered financial advisor currently at HOLMES INVESTMENT MANAGEMENT, INC. located in Brockton, Massachusetts.
Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Howard has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. HOLMES, PRESIDENT OF HIM, IS IN HIS INDIVIDUAL CAPACITY A PROFESSOR, TEACHING INVESTMENTS, FINANCE AND ECONOMICS AT VARIOUS UNIVERSITIES IN THE BOSTON, MASSACHUSETTS AREA. APPROXIMATELY 5% OF MR. HOLMES' TIME IS SPENT ON THIS NON-ADVISORY ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Joseph Holmes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 1999 - Present
HOLMES INVESTMENT MANAGEMENT, INC.
Office #1: 839 Rear Pleasant Street, Brockton, MA 02301RIA
CRD#: 123920
BROCKTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/11/2022)
IAR
Massachusetts(8/16/1999)
IAR
Texas(10/25/2021)
Exams
Current Firm
HI
HOLMES INVESTMENT MANAGEMENT, INC.
HOLMES INVESTMENT MANAGEMENT, INC. | HOWARD J. HOLMES, CFA | HOLMES, HOWARD JOSEPH
CRD#: 123920 / SEC#:
Florida
Registered Investment Advisory firm - (2/11/2022 Approved)Massachusetts
Registered Investment Advisory firm - (8/16/1999 Approved)Texas
Registered Investment Advisory firm - (10/21/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
839 Pleasant Street Rear, Brockton, MA 02301
Mailing Address
P O Box 2462, Brockton, MA 02305
Phone number
(508) 941-5888
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 223 |
| AUM (Assets Under Management) | $ 58,500,000 |
Red Flags
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Company Information
HOLMES INVESTMENT MANAGEMENT, INC.
CRD#: 123920Brockton, MA 02301TRUST BUT VERIFY
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