Ian H. Charles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Hunter Charles, who also goes by Charles Ian Hunter, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 2003. Ian had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2016 - September 18, 2019
LANDMARK EQUITY ADVISORS LLC
April 22, 2003 - August 18, 2005
GREENHILL COGENT, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LANDMARK EQUITY ADVISORS LLC
CRD#: 108543 / SEC#: 801-55668
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 18,944,524,489 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
