Kimberly D. Kramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Dawn Kramer, who also goes by Kim Kramer, Kimberly Dawn Neiderhiser, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2003. Kimberly had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2015 - October 1, 2019
LION STREET ADVISORS, LLC
February 6, 2014 - April 8, 2015
BROOKSTONE WEALTH ADVISORS, LLC
May 9, 2012 - November 5, 2013
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
March 15, 2010 - May 20, 2011
CETERA WEALTH SERVICES, LLC
February 2, 2010 - May 20, 2011
CETERA WEALTH SERVICES, LLC
November 13, 2009 - November 18, 2009
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - November 18, 2009
PNC WEALTH MANAGEMENT LLC
October 10, 2006 - November 13, 2009
NATCITY INVESTMENTS, INC.
July 5, 2006 - November 13, 2009
NATCITY INVESTMENTS, INC.
February 5, 2003 - June 23, 2006
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
