Alan J. Andreini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan John Andreini JR., who also goes by Butch Andreini, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2002. Alan had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2024 - June 3, 2025
CASTLE HILL CAPITAL PARTNERS, INC.
September 24, 2020 - January 2, 2024
ATLANTIC - PACIFIC CAPITAL, INC.
February 12, 2016 - August 31, 2020
PROBITAS FUNDS GROUP, LLC
January 3, 2014 - February 5, 2016
FDX CAPITAL LLC
June 3, 2013 - December 12, 2013
CARRINGTON INVESTMENT SERVICES, LLC
November 6, 2002 - February 18, 2003
EBONDTRADE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (37 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
