Richard J. Turano
Professional summary
Richard Jude Turano, who also goes by Richard Turano, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2003. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 62, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Jude Turano's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 7, 2017 - November 7, 2024
AVALON SECURITIES, LTD.
October 15, 2016 - February 3, 2017
SOURCE CAPITAL GROUP, INC.
May 9, 2006 - June 5, 2006
G-2 TRADING,LLC
February 14, 2003 - November 9, 2004
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2024)
(11/6/2024)
Exams
Series 62
Date: 10/15/2016
Corporate Securities Limited Representative ExaminationSeries 55
Date: 5/5/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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