Carlos Anllo

GREENWOOD FAMILY ADVISORS LLC

Miami, FL 33131

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CRD#: 4602442

Professional summary

Carlos Anllo II, who also goes by Carlos Anllo, is a registered financial advisor currently at GREENWOOD FAMILY ADVISORS LLC located in Miami, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Carlos has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Anllo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Anllo is a Director of Bay Consultants Inc. since April 2021. Not investment related. Consulting services. President and sole shareholder. 1 hour a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Anllo II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2020 - Present

GREENWOOD FAMILY ADVISORS LLC

Office #1: 1395 Brickell Ave Suite 800, Miami, FL 33131

RIA

CRD#: 304820

Miami, FL

Past

August 21, 2019 - January 23, 2020

GREENWOOD FAMILY ADVISORS LLC

RIA

CRD#: 304820

CORAL GABLES, FL

Past

October 1, 2008 - May 14, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Past

October 19, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 17, 2003 - July 26, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENWOOD FAMILY ADVISORS LLC

CRD#: 304820 / SEC#: 801-122671

RIA

Registered Investment Advisory firm - (11/10/2021 Approved)

Florida

Registered Investment Advisory firm - (11/18/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/28/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2003

General Securities Representative Examination

Current Firm

GREENWOOD FAMILY ADVISORS LLC

CRD#: 304820 / SEC#: 801-122671

RIA

Registered Investment Advisory firm - (11/10/2021 Approved)

Florida

Registered Investment Advisory firm - (11/18/2021 Terminated)

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Contact information

Main Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Mailing Address

Phone number

(305) 648-6405

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A GREENWOOD FAMILY ADVISORS (3/5/2025)

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 296,158,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carlos Anllo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Anllo II's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENWOOD FAMILY ADVISORS LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

GREENWOOD FAMILY ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2019

Series 63

Date: 11/28/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/15/2003

Current Firm

GREENWOOD FAMILY ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENWOOD FAMILY ADVISORS LLC

TRUST BUT VERIFY

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