AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DR

Dale Eric Ringerwole

DC & ASSOCIATES
GRAND RAPIDS, MI
·CRD# 4602431·24 years experience

Professional Summary

Dale Eric Ringerwole is a registered financial advisor currently at DC & ASSOCIATES located in Grand Rapids, Michigan. Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dale has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#

Years of Experience

24 years in the financial services industry

Current & Past Employments

DC & ASSOCIATES·CRD# 328815
RIA
500 Cascade West Parkway Se Suite 210, Grand Rapids, MI 49546
November 7, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Grand Rapids, MI
January 3, 2014 - November 8, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Grand Rapids, MI
January 2, 2014 - November 8, 2024
HBW ADVISORY SERVICES LLC·CRD# 143665
RIA
Simi Valley, CA
February 16, 2010 - December 31, 2013
HBW SECURITIES LLC·CRD# 136959
BD
Grand Rapids, MI
January 27, 2006 - December 31, 2013
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
February 11, 2005 - December 31, 2005
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
November 15, 2002 - November 1, 2004

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#

Current Firm

D&
DC & ASSOCIATES

DC & ASSOCIATES | DC & ASSOCIATES LLC

CRD#: 328815
Michigan
Registered Investment Advisory firm - Michigan (11/1/2024 Approved)

Contact Information

Main Address

500 Cascade West Parkway Se Suite 210, Grand Rapids, MI 49546

Phone Number

(616) 301-3428

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

124

AUM (Assets Under Management)

$19,144,000

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-licensed insurance agent -Business Consulting: Consulting Fees, 10% of his time -Alliance of Reformed Churches - Finance Committee Member: No Compensation, 2% of his time -Kent County Conservation League - Finance Committee Member: No Compensation, 2% of his time -Ringerwole Family Limited Partnership - General Partner (family): Payment for Services Provided, 5% of his time -H.A.R.I - General Partner (family): Payment for Services Provided, 5% of his time

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Michigan
(11/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2002About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 2006About the Series 26 exam

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Dale Eric Ringerwole's CRS (Customer Relationship Summary).

Similar Advisors

Scott Thomas Davison
Scott Thomas Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

GRAND RAPIDS, MI · CRD#
DR
Follow Dale
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required