Dale E. Ringerwole

DC & ASSOCIATES

GRAND RAPIDS, MI 49546

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CRD#: 4602431

Professional summary

Dale Eric Ringerwole is a registered financial advisor currently at DC & ASSOCIATES located in Grand Rapids, Michigan.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dale has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-licensed insurance agent -Business Consulting: Consulting Fees, 10% of his time -Alliance of Reformed Churches - Finance Committee Member: No Compensation, 2% of his time -Kent County Conservation League - Finance Committee Member: No Compensation, 2% of his time -Ringerwole Family Limited Partnership - General Partner (family): Payment for Services Provided, 5% of his time -H.A.R.I - General Partner (family): Payment for Services Provided, 5% of his time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Eric Ringerwole's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

DC & ASSOCIATES

Office #1: 500 Cascade West Parkway Se Suite 210, Grand Rapids, MI 49546

RIA

CRD#: 328815

GRAND RAPIDS, MI

Past

January 3, 2014 - November 8, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Grand Rapids, MI

Past

January 2, 2014 - November 8, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GRAND RAPIDS, MI

Past

February 16, 2010 - December 31, 2013

HBW ADVISORY SERVICES LLC

RIA

CRD#: 143665

SIMI VALLEY, CA

Past

January 27, 2006 - December 31, 2013

HBW SECURITIES LLC

CRD#: 136959

GRAND RAPIDS, MI

Past

February 11, 2005 - December 31, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

November 15, 2002 - November 1, 2004

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/26/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

DC & ASSOCIATES

DC & ASSOCIATES | DC & ASSOCIATES LLC

CRD#: 328815 / SEC#:

Michigan

Registered Investment Advisory firm - (11/1/2024 Approved)

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Contact information

Main Address

500 Cascade West Parkway Se Suite 210, Grand Rapids, MI 49546

Mailing Address

Phone number

(616) 301-3428

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 16,254,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Dale E. Ringerwole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Eric Ringerwole's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

HBW ADVISORY SERVICES LLC

HBW SECURITIES LLC

AMERICAN GENERAL SECURITIES INCORPORATED

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2007

Series 63

Date: 11/8/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2016

Series 6

Date: 11/14/2002

Series 26

Date: 5/26/2006

Current Firm

DC & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DC & ASSOCIATES

TRUST BUT VERIFY

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