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KN

Keith Brian Nyborg

KENORA FINANCIAL
DES PLAINES, IL
·CRD# 4602314·27 years experience

Professional Summary

Keith Brian Nyborg, who also goes by Keith B Nyborg, is a registered financial advisor currently at KENORA FINANCIAL, LLC located in Des Plaines, Illinois. Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Keith has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith B Nyborg

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

KENORA FINANCIAL, LLC·CRD# 123524
RIA
1295 Rand Road, Des Plaines, IL 60016
October 27, 1999 - Present

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Current Firm

KF
KENORA FINANCIAL, LLC

INVESCO, LLC | KENORA FINANCIAL, LLC

CRD#: 123524 / SEC#: 801-112395
RIA
Registered Investment Advisory firm - SEC (2/6/2018 Approved)
Illinois
Registered Investment Advisory firm - Illinois (11/30/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1295 Rand Road Suite 100, Des Plaines, IL 60016

Phone Number

(847) 257-7200

# of Employees

7

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (7/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

100

AUM (Assets Under Management)

$315,800,000

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/27/2026Cover PageReport
10/25/2024Cover PageReport
01/25/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KENORA FINANCIAL, LLC

INVESCO, LLC | KENORA FINANCIAL, LLC

CRD#: 123524 / SEC#: 801-112395
RIA
Registered Investment Advisory firm - SEC (2/6/2018 Approved)
Illinois
Registered Investment Advisory firm - Illinois (11/30/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(10/27/1999)
IAR
Nebraska
(10/2/2023)
IAR
Texas
(9/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1999About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Keith Brian Nyborg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KN
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