Keith B. Nyborg

INVESCO

DES PLAINES, IL 60016

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CRD#: 4602314

Professional summary

Keith Brian Nyborg, who also goes by Keith B Nyborg, is a registered financial advisor currently at INVESCO, LLC located in Des Plaines, Illinois.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Keith has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith B Nyborg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Brian Nyborg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 1999 - Present

INVESCO, LLC

Office #1: 1295 Rand Road, Des Plaines, IL 60016

RIA

CRD#: 123524

DES PLAINES, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESCO, LLC

CRD#: 123524 / SEC#: 801-112395

RIA

Registered Investment Advisory firm - (2/6/2018 Approved)

Illinois

Registered Investment Advisory firm - (11/30/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/27/1999)

IAR

Nebraska
(10/2/2023)

IAR

Texas
(9/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/1999

Uniform Investment Adviser Law Examination

Current Firm

INVESCO, LLC

CRD#: 123524 / SEC#: 801-112395

RIA

Registered Investment Advisory firm - (2/6/2018 Approved)

Illinois

Registered Investment Advisory firm - (11/30/2018 Terminated)

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Contact information

Main Address

1295 Rand Road, Des Plaines, IL 60016

Mailing Address

Phone number

(847) 824-4078

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	499
AUM (Assets Under Management)	$ 269,662,450

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
01/25/2024	Cover Page	Report
05/01/2023	Cover Page	Report
04/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith B. Nyborg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Brian Nyborg's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO, LLC

Primary Firm SEC Registration

INVESCO, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/1999

Current Firm

INVESCO, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INVESCO, LLC

TRUST BUT VERIFY

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