John W. Mah

CENTERVIEW WEALTH ADVISORS

Pittsburgh, PA 15215

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CRD#: 4602035

Professional summary

John Won-il Mah, who also goes by John Mah, is a registered financial advisor currently at CENTERVIEW WEALTH ADVISORS, LLC located in Pittsburgh, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Mah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent 90% owner of Allegheny Smokeworks, Inc., a retail tobacconist.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Won-il Mah's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2016 - Present

CENTERVIEW WEALTH ADVISORS, LLC

Office #1: 139 Freeport Road, Pittsburgh, PA 15215

RIA

CRD#: 173260

Pittsburgh, PA

Past

May 1, 2007 - February 9, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

PITTSBURGH, PA

Past

April 30, 2007 - February 9, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

PITTSBURGH, PA

Past

August 12, 2003 - December 31, 2005

WADDELL & REED

RIA

CRD#: 866

PITTSBURGH, PA

Past

July 8, 2003 - December 31, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

February 3, 2003 - April 29, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PITTSBURGH, PA

Past

January 10, 2003 - April 29, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/20/2019)

IAR

Pennsylvania
(2/6/2016)

IAR

Texas
(2/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/9/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/2003

General Securities Representative Examination

Current Firm

CENTERVIEW WEALTH ADVISORS, LLC

CENTERVIEW WEALTH ADVISORS, LLC | GUYAUX, CLINTON E

CRD#: 173260 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/14/2021 Terminated)

Ohio

Registered Investment Advisory firm - (6/20/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/1/2014 Approved)

Texas

Registered Investment Advisory firm - (1/30/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

139 Freeport Road, Pittsburgh, PA 15215

Mailing Address

Phone number

(412) 532-8111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 115,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John W. Mah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Won-il Mah's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTERVIEW WEALTH ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

WADDELL & REED

WADDELL & REED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2003

SIE

Date: 2/9/2016

Series 7

Date: 1/9/2003

Current Firm

CENTERVIEW WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CENTERVIEW WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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