Shelby D. Eckhardt
Professional summary
Shelby Dawn Eckhardt, who also goes by Shelby Dawn Harris, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Mercer Island, Washington.
Shelby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Shelby has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shelby Dawn Eckhardt's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2019 - Present
NORTHWEST ASSET MANAGEMENT
Office #1: 2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040February 9, 2006 - October 8, 2019
CHARLES SCHWAB & CO., INC.
April 14, 2004 - October 8, 2019
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/10/2019)
Exams
Current Firm
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,844 |
| AUM (Assets Under Management) | $ 3,608,262,509 |
Red Flags
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