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SP

Selena Persad

SINE QUA NON CAPITAL LLC
DELRAY BEACH, FL 33446
Some features on this profile are disabled
CRD#: 4601678
SP

Professional summary


Selena Persad, who also goes by Selena Leah Persad, is a registered financial professional currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida.

Selena is registered as a RR (Registered Representative) and started their career in finance in 2010. Selena has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Selena Leah Persad

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Selena Persad's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 11, 2024 - Present

SINE QUA NON CAPITAL LLC

Office #1: 9736 Rennes Ln, Delray Beach, FL 33446
BD
CRD#: 330483
DELRAY BEACH, FL
Past

March 18, 2021 - July 26, 2024

LIQUIDITY.IO, LLC

BD
CRD#: 289499
WHITEFISH, MT
Past

February 7, 2020 - July 17, 2020

LIQUIDITY.IO, LLC

BD
CRD#: 289499
WHITEFISH, MT
Past

January 14, 2016 - April 27, 2018

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
DAVENPORT, IA
Past

March 24, 2010 - December 17, 2013

REVA CAPITAL MARKETS LLC

BD
CRD#: 105791
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/14/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/8/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SQ
SINE QUA NON CAPITAL LLC
SINE QUA NON CAPITAL LLC

CRD#: 330483 / SEC#: , 8-71223

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
9736 Rennes Ln, Delray Beach, FL 33446
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Phone number
(636) 675-3746
Established
Delaware since 04/24/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BASKETT, ERINCEO4538604
BEVAUN, MARLONFINOP6259795
MERINGOLO, THOMAS NMNCCO4192542

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SINE QUA NON CAPITAL LLC

CRD#: 330483Delray Beach, FL 33446

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