Jeremy T. Monte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy T Monte was a registered financial advisor .
Jeremy is a previously registered financial advisor and started their career in finance in 2003. Jeremy had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - September 29, 2015
HARBOR CAPITAL ADVISORY SERVICES, INC.
August 21, 2009 - September 14, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
June 4, 2004 - August 25, 2009
MUTUAL SERVICE CORPORATION
February 21, 2003 - June 8, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARBOR CAPITAL ADVISORY SERVICES, INC.
CRD#: 146693 / SEC#: 801-70674
Contact information
Documents
Part 2 Brochures
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
