Antonio P. Gomes

ADVANCED WEALTH MANAGEMENT

Sarasota, FL

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CRD#: 4601477

Professional summary

Antonio Pedro Gomes, who also goes by Tony Pedro Gomes, Tony Gomes, is a registered financial advisor currently at ADVANCED WEALTH MANAGEMENT located in Sarasota, Florida.

Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Antonio has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Pedro Gomes | Tony Gomes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA - ADVANCED WEALTH MANAGEMENT, LLC, 1990 MAIN STREET, SUITE 750, SARASOTA, FL 34236. 1.) ADVANCED WEALTH MANAGEMENT, LLC, 1990 MAIN STREET, SUITE 750, SARASOTA, FL 34236, INVESTMENT RELATED, INSURANCE, FIXED ANNUITIES, LONG TERM CARE, PROVIDE CLIENTS WITH LIFE INSURANCE AND FIXED ANNUITIES, LTC AND OTHER INSURANCE, 1/2003, PRESIDENT, 20 HRS/MO, 2O HRS/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Pedro Gomes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2016 - Present

ADVANCED WEALTH MANAGEMENT

Office #2: 1990 Main Street Suite 750, Sarasota, FL 34236Office #3: 1990 Main Street Suite 750 , Sarasota , FL 34236Office #4: 1990 Main Street, Suite 750, Sarasota, FL 34234

RIA

CRD#: 7191

ELMHURST, IL

Past

November 22, 2002 - January 9, 2004

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/18/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/13/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/25/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

ADVANCED WEALTH MANAGEMENT

ADVANCED RETIREMENT PLANNERS | ALL STAR ADVISORS | ADVANCED WEALTH MANAGEMENT, LLC | ADVANCED WEALTH MANAGEMENT

CRD#: 284438 / SEC#:

Florida

Registered Investment Advisory firm - (8/16/2016 Approved)

New York

Registered Investment Advisory firm - (12/31/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(941) 451-8512

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	499
AUM (Assets Under Management)	$ 76,234,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Antonio P. Gomes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Pedro Gomes's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

ASSET & FINANCIAL PLANNING, LTD

PRIME CAPITAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

LASALLE ST SECURITIES, L.L.C.

MOORS & CABOT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2003

Series 63

Date: 12/18/2002

SIE

Date: 9/14/2016

Series 7

Date: 11/21/2002

Series 10

Date: 6/13/2005

Series 9

Date: 4/25/2005

Current Firm

ADVANCED WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED WEALTH MANAGEMENT

TRUST BUT VERIFY

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