Thomas R. Kaehr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Richard Kaehr, who also goes by Thomas R Kaehr, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2003. Thomas had worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2010 - April 27, 2012
BLC FINANCIAL SERVICES, INC.
April 14, 2009 - December 4, 2009
GUGGENHEIM DISTRIBUTORS, LLC
June 28, 2005 - December 14, 2007
BRECEK & YOUNG ADVISORS, INC.
June 14, 2005 - December 4, 2009
SECURITY DISTRIBUTORS
July 3, 2003 - February 9, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 3, 2003 - February 9, 2005
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLC FINANCIAL SERVICES, INC.
CRD#: 126638 / SEC#: , 8-65898
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
