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Thomas Richard Kaehr

CRD# 4601435·Registered 2003 - 2012
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Richard Kaehr, who also goes by Thomas R Kaehr, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2003 - 2012. Thomas had worked at 6 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas R Kaehr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

BLC FINANCIAL SERVICES, INC.·CRD# 126638
BD
Chicago, IL
May 14, 2010 - April 27, 2012
GUGGENHEIM DISTRIBUTORS, LLC·CRD# 40805
BD
Topeka, KS
April 14, 2009 - December 4, 2009
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
BD
Folsom, CA
June 28, 2005 - December 14, 2007
SECURITY DISTRIBUTORS·CRD# 3336
BD
Topeka, KS
June 14, 2005 - December 4, 2009
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
July 3, 2003 - February 9, 2005
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
July 3, 2003 - February 9, 2005

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Current Firm

BF
BLC FINANCIAL SERVICES, INC.

BLC FINANCIAL SERVICES, INC.

CRD#: 126638 / SEC#: 8-65898
BD
Terminated by SEC on 06/26/2012

Contact Information

Established

Illinois since 03/17/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BANKERS LIFE AND CASUALTY CO.OWNER—
BONACH, EDWARD JOHNDIRECTOR—
GOLDBERG, SCOTT LOUISVICE PRESIDENT5296395
JACKSON, RONALD LEECHIEF COMPLIANCE OFFICER1436312
KAEHR, THOMAS RICHARDPRESIDENT, FINOP4601435
PERRY, SCOTT RICHARDDIRECTOR4656648
VALDEZ, JAMES JOSEPHSECRETARY4656726

Disclosures

Regulatory Event

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jul 2003About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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