Jeffrey F. Jagard

AVALAN

Santa Barbara, CA 93101

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CRD#: 4601379

Professional summary

Jeffrey Frank Jagard, who also goes by Jeff Frank Jagard, Jeff Jagard, is a registered financial advisor currently at AVALAN, LLC located in Santa Barbara, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffrey has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 31, Series 7, Series 6 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Frank Jagard | Jeff Jagard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RLG CAPITAL PRIVATE EQUITY; YES, INVESTMENT-RELATED; 2750 RASMUSSEN ROAD, SUITE 107, PARK CITY, UT 84098; BOARD MEMBER/OPERATING PARTNER; 10/15/2015; APPROX. 2-3 HOURS PER MONTH; ZERO HOURS DURING TRADING HOURS; DUTIES: BOARD MEMBER - STRATEGIC ADVISOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Frank Jagard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2021 - Present

AVALAN, LLC

Office #1: 233 E Carillo Suite B, Santa Barbara, CA 93101

RIA

CRD#: 156109

Santa Barbara, CA

Past

March 30, 2018 - July 2, 2021

COMPOSITION WEALTH, LLC

RIA

CRD#: 143483

LOS ANGELES, CA

Past

March 23, 2007 - December 23, 2014

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

DENVER, CO

Past

March 22, 2007 - December 23, 2014

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

DENVER, CO

Past

May 25, 2004 - May 5, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 25, 2004 - May 5, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVALAN, LLC

AVALAN | AVALAN, LLC

CRD#: 156109 / SEC#: 801-107405

RIA

Registered Investment Advisory firm - (3/16/2016 Approved)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/26/2021)

IAR

Utah
(4/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/22/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/23/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/7/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 3/20/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/17/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/24/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 8/3/2015

NFA Branch Manager Examination

Current Firm

AVALAN, LLC

AVALAN | AVALAN, LLC

CRD#: 156109 / SEC#: 801-107405

RIA

Registered Investment Advisory firm - (3/16/2016 Approved)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

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Contact information

Main Address

233 E Carillo Suite B, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 962-7725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVALAN, LLC PART 2A (9/23/2025)

Regulatory assets under management

Total Number of Accounts	629
AUM (Assets Under Management)	$ 488,859,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey F. Jagard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Frank Jagard's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPOSITION WEALTH, LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AVALAN, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2018

Series 66

Date: 3/22/2007

Series 63

Date: 12/21/2005

SIE

Date: 12/23/2014

Series 3

Date: 11/7/2014

Series 31

Date: 3/20/2007

Series 7

Date: 3/17/2007

Series 6

Date: 5/24/2004

Series 30

Date: 8/3/2015

Current Firm

AVALAN, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVALAN, LLC

TRUST BUT VERIFY

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