Steven M. Hazan
Professional summary
Steven Moses Hazan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Steven had worked at 2 firms, which includes SOVEREIGN CAPITAL PARTNERS LLC, HAZAN CAPITAL MANAGEMENT L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2004 - July 22, 2004
SOVEREIGN CAPITAL PARTNERS, LLC
September 26, 2003 - October 30, 2007
HAZAN CAPITAL MANAGEMENT L.L.C.
State Registrations and Notice Filings
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Exams
Series 44
Date: 6/12/2006
PCX Market Maker ExamCurrent Firm
SOVEREIGN CAPITAL PARTNERS, LLC
CRD#: 102940 / SEC#: , 8-52142
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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