Douglas E. Drenckpohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Eric Drenckpohl, who also goes by Doug Drenckpohl, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2003. Douglas had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2022 - June 24, 2026
ASSETMARK, INC.
April 19, 2022 - June 24, 2026
ASSETMARK BROKERAGE, LLC
January 6, 2020 - April 11, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 6, 2020 - April 11, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 17, 2016 - February 20, 2018
NATIONAL PLANNING CORPORATION
February 17, 2016 - February 20, 2018
INVEST FINANCIAL CORPORATION
February 9, 2016 - February 20, 2018
INVESTMENT CENTERS OF AMERICA, INC.
November 28, 2011 - February 20, 2018
SII INVESTMENTS, INC.
August 20, 2010 - February 20, 2018
SII INVESTMENTS, INC.
March 20, 2008 - September 1, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 19, 2006 - March 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
September 15, 2006 - March 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
January 2, 2003 - September 19, 2006
EDWARD JONES
Primary Firm SEC Registration
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
