BM
Brian R. Murphy
SG AMERICAS SECURITIES
Menlo Park, CA 94025
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CRD#: 4600541
BM
Professional summary
Brian Richard Murphy is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in Menlo Park, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 79TO, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Richard Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2025 - Present
SG AMERICAS SECURITIES, LLC
Office #1: 2882 Sand Hill Road Suite 118, Menlo Park, CA 94025BD
CRD#: 128351
Menlo Park, CA
Past
June 16, 2010 - March 2, 2018
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
SAN FRANCISCO, CA
Past
July 15, 2009 - November 17, 2009
STONNINGTON GROUP, LLC
RIA
CRD#: 131221
PASADENA, CA
Past
July 15, 2009 - November 17, 2009
STONNINGTON GROUP, LLC
BD
CRD#: 131221
PASADENA, CA
Past
October 13, 2006 - June 17, 2008
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
June 13, 2005 - September 8, 2006
MERRIMAN CAPITAL, INC.
BD
CRD#: 18296
SAN FRANCISCO, CA
Past
April 29, 2005 - June 10, 2005
MOORS & CABOT, INC.
BD
CRD#: 594
BOSTON, MA
Past
August 15, 2003 - April 27, 2005
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
February 24, 2003 - August 22, 2003
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2025)
RR
Alaska(5/9/2025)
RR
Arizona(5/9/2025)
RR
Arkansas(5/9/2025)
RR
California(5/9/2025)
RR
Colorado(5/9/2025)
RR
Connecticut(5/9/2025)
RR
Delaware(5/9/2025)
RR
District of Columbia(5/9/2025)
RR
Florida(5/9/2025)
RR
Georgia(5/9/2025)
RR
Hawaii(5/9/2025)
RR
Idaho(5/9/2025)
RR
Illinois(5/9/2025)
RR
Indiana(5/9/2025)
RR
Iowa(5/9/2025)
RR
Kansas(5/9/2025)
RR
Kentucky(5/9/2025)
RR
Louisiana(5/9/2025)
RR
Maine(5/9/2025)
RR
Maryland(5/9/2025)
RR
Massachusetts(5/9/2025)
RR
Michigan(5/9/2025)
RR
Minnesota(5/9/2025)
RR
Mississippi(5/9/2025)
RR
Missouri(5/9/2025)
RR
Montana(5/9/2025)
RR
Nebraska(5/9/2025)
RR
Nevada(5/9/2025)
RR
New Hampshire(5/9/2025)
RR
New Jersey(5/9/2025)
RR
New Mexico(5/9/2025)
RR
New York(5/9/2025)
RR
North Carolina(5/9/2025)
RR
North Dakota(5/9/2025)
RR
Ohio(5/9/2025)
RR
Oklahoma(5/9/2025)
RR
Oregon(5/9/2025)
RR
Pennsylvania(5/9/2025)
RR
Puerto Rico(5/9/2025)
RR
Rhode Island(5/9/2025)
RR
South Carolina(5/9/2025)
RR
South Dakota(5/9/2025)
RR
Tennessee(5/9/2025)
RR
Texas(5/9/2025)
RR
Utah(5/9/2025)
RR
Vermont(5/9/2025)
RR
Virginia(5/9/2025)
RR
Washington(5/9/2025)
RR
West Virginia(5/9/2025)
RR
Wisconsin(5/9/2025)
RR
Wyoming(5/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 3/4/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SG AMERICAS SECURITIES, LLC
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
245 Park Avenue, New York, NY 10167
Mailing Address
245 Park Avenue, New York, NY 10167
Phone number
(212) 278-6000
Established
Delaware since 08/08/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CHIEF EXECUTIVE OFFICER | 6390499 |
| CULLEN, EDWARD PATRICK | OPERATIONAL RISK MANAGER | 1551615 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SG AMERICAS SECURITIES, LLC
CRD#: 128351Menlo Park, CA 94025TRUST BUT VERIFY
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