Arvinder K. Kochar

KESTRA ADVISORY SERVICES

Glenview, IL 60025

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CRD#: 4600043

Professional summary

Arvinder Kaur Kochar, who also goes by Arvinder Kaur Chaddha, Anita Kaur Kochar, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Glenview, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Glenview, Illinois.

Arvinder is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Arvinder has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arvinder Kaur Chaddha | Anita Kaur Kochar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: IPPFA Benefits Investment Related: Yes Address: 1701 E. Lake Ave., Ste. 400 Glenview IL 60025 Nature of Business: Registered Field Assistant Position, Title or Relationship: Registered Field Assitant Start Date: 3/11/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: General Administration and Customer Service Assistance for existing participants in my territory

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arvinder Kaur Kochar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2019 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1701 E Lake Avenue Suite 400, Glenview, IL 60025

RIA

CRD#: 283330

Glenview, IL

Current

March 15, 2019 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1701 E. Lake Avenue Suite 400, Glenview, IL 60025

CRD#: 42046

Glenview, IL

Past

September 25, 2017 - March 12, 2019

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

ITASCA, IL

Past

January 3, 2011 - March 12, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

September 15, 2008 - November 11, 2010

D.J. MOSIER & ASSOCIATES, INC.

CRD#: 18292

CHICAGO, IL

Past

June 1, 2006 - March 10, 2008

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 1, 2006 - May 22, 2006

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

June 9, 2004 - April 1, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

March 10, 2003 - June 16, 2003

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/2/2019)

Illinois
(3/15/2019)

IAR

Illinois
(3/15/2019)

Iowa
(12/6/2022)

Pennsylvania
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/13/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/8/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arvinder K. Kochar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arvinder Kaur Kochar's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

D.J. MOSIER & ASSOCIATES, INC.

VOYA FINANCIAL PARTNERS, LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

TOWER SQUARE SECURITIES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2017

Series 63

Date: 3/13/2003

SIE

Date: 10/1/2018

Series 6

Date: 3/8/2003

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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