MT
Matthew Tauscher
SOGOTRADE
CHESTERFIELD, MO 63005
Some features on this profile are disabled
CRD#: 4599942
MT
Professional summary
Matthew Tauscher is a registered financial professional currently at SOGOTRADE, INC. located in Chesterfield, Missouri.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Tauscher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2010 - Present
SOGOTRADE, INC.
Office #1: 1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005BD
CRD#: 17912
CHESTERFIELD, MO
Past
December 12, 2007 - December 13, 2010
GENESIS SECURITIES, LLC
BD
CRD#: 46992
NEW YORK, NY
Past
September 14, 2004 - February 21, 2007
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
STATEN ISLAND, NY
Past
July 14, 2003 - June 29, 2004
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
May 5, 2003 - July 24, 2003
LH ROSS & COMPANY, INC.
BD
CRD#: 37920
BOCA RATON, FL
Past
March 5, 2003 - April 29, 2003
LEGEND SECURITIES, INC.
BD
CRD#: 44952
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2020)
RR
Alaska(8/12/2020)
RR
Arizona(10/29/2014)
RR
Arkansas(8/12/2020)
RR
California(10/7/2014)
RR
Colorado(8/13/2020)
RR
Connecticut(10/7/2014)
RR
Delaware(8/12/2020)
RR
District of Columbia(8/13/2020)
RR
Florida(10/9/2014)
RR
Georgia(10/7/2014)
RR
Hawaii(5/26/2023)
RR
Idaho(8/12/2020)
RR
Illinois(10/7/2014)
RR
Indiana(3/17/2011)
RR
Iowa(8/12/2020)
RR
Kansas(8/18/2020)
RR
Kentucky(8/12/2020)
RR
Louisiana(8/12/2020)
RR
Maine(8/14/2020)
RR
Maryland(3/28/2011)
RR
Massachusetts(3/23/2011)
RR
Michigan(3/18/2011)
RR
Minnesota(8/13/2020)
RR
Mississippi(8/12/2020)
RR
Missouri(11/13/2014)
RR
Montana(8/12/2020)
RR
Nebraska(8/13/2020)
RR
Nevada(8/24/2020)
RR
New Hampshire(9/2/2020)
RR
New Jersey(10/7/2014)
RR
New Mexico(8/12/2020)
RR
New York(12/13/2010)
RR
North Carolina(3/17/2011)
RR
North Dakota(8/17/2020)
RR
Ohio(3/23/2011)
RR
Oklahoma(8/12/2020)
RR
Oregon(8/19/2020)
RR
Pennsylvania(10/8/2014)
RR
Puerto Rico(8/14/2020)
RR
Rhode Island(8/12/2020)
RR
South Carolina(8/12/2020)
RR
South Dakota(8/13/2020)
RR
Tennessee(2/10/2022)
RR
Texas(10/8/2014)
RR
Utah(8/13/2020)
RR
Vermont(11/17/2014)
RR
Virginia(9/14/2020)
RR
Washington(2/14/2022)
RR
West Virginia(8/20/2020)
RR
Wisconsin(8/12/2020)
RR
Wyoming(8/12/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SI
SOGOTRADE, INC.
COASTAL INVESTMENTS ASSOCIATES LTD. | WANG INVESTMENTS | WANG INVESTMENT ASSOCIATES, INC. | SOGOTRADE, INC. | SOGOTRADE | COASTAL INVESTMENTS ASSOCIATES, LTD.
CRD#: 17912 / SEC#: , 8-35930
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Mailing Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Phone number
(646) 885-6486
Established
Delaware since 12/16/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOGOTRADE, INC.
CRD#: 17912Chesterfield, MO 63005TRUST BUT VERIFY
Monitor Matthew Tauscher
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
