Steven J. London
Professional summary
Steven Jay London, AIF®, who also goes by Steven Jay Levy, Steve London, is a registered financial advisor currently at COMPENDIUM WEALTH ADVISORS, LLC located in Austin, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Steven has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Jay London's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
COMPENDIUM WEALTH ADVISORS, LLC
Office #1: 12600 Hill Country Blvd Suite R-275, Austin, TX 78738July 19, 2013 - June 2, 2016
PARK AVENUE SECURITIES LLC
May 23, 2013 - June 2, 2016
PARK AVENUE SECURITIES LLC
March 18, 2013 - May 1, 2013
MML INVESTORS SERVICES, LLC
April 13, 2011 - December 31, 2012
MML INVESTORS SERVICES, LLC
April 12, 2011 - December 31, 2012
MML INVESTORS SERVICES, LLC
February 2, 2009 - August 12, 2009
CHASE INVESTMENT SERVICES CORP.
January 27, 2009 - August 12, 2009
CHASE INVESTMENT SERVICES CORP.
April 13, 2007 - January 7, 2009
EAGLE STRATEGIES LLC
November 21, 2006 - January 7, 2009
NYLIFE SECURITIES LLC
January 3, 2003 - October 31, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
December 18, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
December 18, 2002 - October 31, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/30/2024)
(9/21/2016)
Exams
Current Firm
COMPENDIUM WEALTH ADVISORS, LLC
CRD#: 283475 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 7,623,422 |
Red Flags
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