Scott A. Shows

FAMILY WMS

Memphis, TN 38125

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CRD#: 4599894

Professional summary

Scott Alan Shows is a registered financial advisor currently at FAMILY WMS, LLC located in Memphis, Tennessee.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FAMILY WEALTH MANAGEMENT SERVICES INC.; INVESTMENT RELATED; ATLANTA, GA; INVESTMENT ADVISORY; CHIEF FINANCIAL OFFICER; 04/2003; 160 HOURS/MONTH (130 TRADING HOURS/MONTH); SUPERVISION OF THE FIRM'S FINANCIAL SITUATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Shows's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2003 - Present

FAMILY WMS, LLC

Office #1: 8275 Tournament Drive Suite 155, Memphis, TN 38125

RIA

CRD#: 126456

Memphis, TN

Past

August 22, 2007 - June 30, 2011

ADVOCACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 141943

ATLANTA, GA

Past

October 18, 2002 - April 9, 2003

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY WMS, LLC

FAMILY WEALTH MANAGEMENT SERVICES INC. | FAMILY WMS, LLC | FAMILY WEALTH MANAGEMENT SERVICES, LLC.

CRD#: 126456 / SEC#: 801-61987

RIA

Registered Investment Advisory firm - (4/18/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/18/2024)

IAR

Texas
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2002

Uniform Investment Adviser Law Examination

Current Firm

FAMILY WMS, LLC

FAMILY WEALTH MANAGEMENT SERVICES INC. | FAMILY WMS, LLC | FAMILY WEALTH MANAGEMENT SERVICES, LLC.

CRD#: 126456 / SEC#: 801-61987

RIA

Registered Investment Advisory firm - (4/18/2003 Approved)

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Contact information

Main Address

490 N. Milledge Ave, Athens, GA 30601

Mailing Address

Phone number

(404) 961-1051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (2/10/2025)

Regulatory assets under management

Total Number of Accounts	570
AUM (Assets Under Management)	$ 581,378,868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Shows

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Shows's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY WMS, LLC

ADVOCACY WEALTH MANAGEMENT, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

Primary Firm SEC Registration

FAMILY WMS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2002

Current Firm

FAMILY WMS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY WMS, LLC

TRUST BUT VERIFY

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