Mark E. Kenney

ALLSTATE FINANCIAL ADVISORS

Katy, TX

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CRD#: 4599618

Professional summary

Mark Edward Kenney, who also goes by Mark Kenney, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Katy, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Katy, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Mark has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Kenney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KENNEY & ASSOCIATES FINANCIAL ADVISORY GROUP LLC POSITION: President/Owner NATURE: Health Insurance Resduals INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 ADDRESS: 7611 Green Bulrush Way, Katy TX 77493, United States DESCRIPTION: I'm receiving renewal residuals from prior health insurance business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Kenney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2017 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Katy, TX

Current

May 25, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Katy, TX

Past

January 16, 2015 - May 1, 2017

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

HOUSTON, TX

Past

August 20, 2012 - December 31, 2014

PFS INVESTMENTS INC.

CRD#: 10111

HOUSTON, TX

Past

August 9, 2012 - December 31, 2014

PFS INVESTMENTS INC.

RIA

CRD#: 10111

HOUSTON, TX

Past

October 13, 2009 - November 16, 2010

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

HOUSTON, TX

Past

July 20, 2009 - November 16, 2010

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

HOUSTON, TX

Past

August 4, 2008 - December 24, 2008

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

April 15, 2004 - September 2, 2008

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

HOUSTON, TX

Past

November 5, 2002 - March 26, 2004

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/8/2024)

Michigan
(5/21/2025)

Pennsylvania
(1/15/2025)

Texas
(6/1/2017)

IAR

Texas
(6/13/2017)

Washington
(7/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/14/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/7/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Kenney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Kenney's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

REGAL INVESTMENT ADVISORS LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

AMERITAS INVESTMENT COMPANY, LLC

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/2025

Series 65

Date: 10/7/2009

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2002

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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