Ian P. Eule

NUVEEN SECURITIES

Chicago, IL 60606-1286

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CRD#: 4599542

Professional summary

Ian Patrick Eule, CFP®, who also goes by Ian Patrick Eule, Ian P Eule, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Chicago, Illinois.

Ian is registered as a RR (Registered Representative) and started their career in finance in 2003. Ian has worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ian Patrick Eule | Ian P Eule

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Patrick Eule's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 1, 2022 - Present

NUVEEN SECURITIES, LLC

Office #1: 333 West Wacker Drive, Chicago, IL 60606-1286

CRD#: 469

Chicago, IL

Past

August 21, 2013 - April 1, 2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

HARTFORD, CT

Past

November 18, 2005 - August 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HARTFORD, CT

Past

November 18, 2005 - August 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HARTFORD, CT

Past

January 16, 2004 - November 30, 2005

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

HAMDEN, CT

Past

January 15, 2004 - November 30, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 6, 2003 - June 2, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 6, 2003 - June 2, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/1/2022)

Alaska
(8/8/2022)

Arizona
(8/16/2022)

Arkansas
(8/4/2022)

California
(8/2/2022)

Colorado
(8/2/2022)

Connecticut
(8/1/2022)

Delaware
(8/10/2022)

District of Columbia
(8/25/2022)

Florida
(8/2/2022)

Georgia
(8/1/2022)

Hawaii
(8/3/2022)

Idaho
(8/2/2022)

Illinois
(8/15/2022)

Indiana
(8/2/2022)

Iowa
(8/2/2022)

Kansas
(8/1/2022)

Kentucky
(8/3/2022)

Louisiana
(8/2/2022)

Maine
(8/1/2022)

Maryland
(8/2/2022)

Massachusetts
(8/1/2022)

Michigan
(8/4/2022)

Minnesota
(8/1/2022)

Mississippi
(8/1/2022)

Missouri
(8/1/2022)

Montana
(8/1/2022)

Nebraska
(8/2/2022)

Nevada
(8/12/2022)

New Hampshire
(8/9/2022)

New Jersey
(8/1/2022)

New Mexico
(8/2/2022)

New York
(8/2/2022)

North Carolina
(8/2/2022)

North Dakota
(8/8/2022)

Ohio
(8/1/2022)

Oklahoma
(8/2/2022)

Oregon
(8/1/2022)

Pennsylvania
(8/2/2022)

Puerto Rico
(8/5/2022)

Rhode Island
(8/4/2022)

South Carolina
(8/1/2022)

South Dakota
(8/4/2022)

Tennessee
(8/2/2022)

Texas
(8/1/2022)

Utah
(8/1/2022)

Vermont
(8/1/2022)

Virgin Islands
(8/3/2022)

Virginia
(8/1/2022)

Washington
(8/1/2022)

West Virginia
(8/1/2022)

Wisconsin
(8/2/2022)

Wyoming
(8/1/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/18/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/12/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/4/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/20/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/2/2007

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

NUVEEN SECURITIES, LLC

JOHN NUVEEN & CO., INCORPORATED | NUVEEN SECURITIES, LLC | NUVEEN SECURITIES - USED ON SALES AND MARKETING LITERATURE | NUVEEN INVESTMENTS, LLC | NUVEEN INVESTMENTS

CRD#: 469 / SEC#: , 8-13464

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

333 West Wacker Drive, Chicago, IL 60606-1286

Mailing Address

333 West Wacker Drive, Chicago, IL 60606-1286

Phone number

(312) 917-7700

Established

Delaware since 09/07/1967

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NUVEEN INVESTMENTS, INC.	MANAGING MEMBER
CARLIN, JEFFREY DENNIS	CHIEF EXECUTIVE OFFICER	2684780
MANGANO, JENNIFER LYNN	CHIEF FINANCIAL OFFICER	7659359
SATRE, LUCAS ARTHUR	GENERAL COUNSEL	2208099
SMITH, SHANITA SPIVEY	CHIEF COMPLIANCE OFFICER	5174146

Disclosures

Regulatory Event	7
Civil Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian P. Eule

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Patrick Eule's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/18/2003

SIE

Date: 10/1/2018

Series 3

Date: 2/12/2009

Series 7

Date: 3/4/2003

Series 10

Date: 11/20/2007

Series 9

Date: 10/2/2007

FINRA

Current Firm

NUVEEN SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NUVEEN SECURITIES, LLC

TRUST BUT VERIFY

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