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AH

Allen P. Hargis

OPTIVISE ADVISORY SERVICES
Hot Springs Village, AR 71909
Some features on this profile are disabled
CRD#: 4599491
AH

Professional summary

Allen Parnell Hargis is a registered financial advisor currently at OPTIVISE ADVISORY SERVICES LLC located in Hot Springs Village, Arkansas.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Allen has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Parnell Hargis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2021 - Present

OPTIVISE ADVISORY SERVICES LLC

Office #1: 100 Plaza Carmona Dr, Hot Springs Village, AR 71909
RIA
CRD#: 301764
Hot Springs Village, AR
Past

November 4, 2019 - December 31, 2020

OPTIVISE ADVISORY SERVICES LLC

RIA
CRD#: 301764
Hot Springs Village, AR
Past

November 5, 2015 - December 31, 2019

PANTHREX ASSET MANAGEMENT LLC

RIA
CRD#: 281619
Hot Springs Village, AR
Past

August 24, 2015 - March 1, 2016

COPPELL ADVISORY SOLUTIONS LLC

RIA
CRD#: 156549
HOT SPRINGS VILLAGE, AR
Past

September 10, 2013 - August 4, 2015

INTEGRITY ALLIANCE, LLC.

RIA
CRD#: 139627
HOT SPRINGS VILLAGE, AR
Past

September 10, 2013 - August 4, 2015

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
HOT SPRINGS VILLAGE, AR
Past

January 25, 2011 - August 6, 2013

HIGH STREET ASSET MANAGEMENT, LLC

RIA
CRD#: 154981
HOT SPRINGS, AR
Past

August 10, 2010 - March 2, 2012

HIGH STREET SECURITIES, INC.

BD
CRD#: 104201
HOT SPRINGS, AR
Past

May 21, 2003 - February 18, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HOT SPRINGS VILLAGE, AR
Past

November 21, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 21, 2002 - February 18, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HOT SPRINGS VILLAGE, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT

CRD#: 301764 / SEC#: 801-115232

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(1/4/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/23/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/4/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2002
General Securities Representative Examination

Current Firm

OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT

CRD#: 301764 / SEC#: 801-115232

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
109 Holiday Ct Suite A6, Franklin, TN 37067
Mailing Address
Phone number
(855) 378-1806
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts1,761
AUM (Assets Under Management)$ 267,384,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIVISE ADVISORY SERVICES LLC

CRD#: 301764Hot Springs Village, AR 71909

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