Mark G. Visnic

OAK GROVE CAPITAL

North Hampton, NH

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CRD#: 4599450

Professional summary

Mark George Visnic is a registered financial advisor currently at OAK GROVE CAPITAL, LLC located in North Hampton, New Hampshire.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark George Visnic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2012 - Present

OAK GROVE CAPITAL, LLC

RIA

CRD#: 165465

North Hampton, NH

Past

April 22, 2010 - November 12, 2012

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

ALLISON PARK, PA

Past

April 9, 2010 - November 12, 2012

NEWEDGE SECURITIES, LLC

CRD#: 10674

ALLISON PARK, PA

Past

August 3, 2009 - April 9, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SEWICKLEY, PA

Past

March 16, 2006 - June 10, 2009

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

November 4, 2002 - March 9, 2006

BNY MELLON CAPITAL MARKETS, LLC

CRD#: 17454

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK GROVE CAPITAL, LLC

CRD#: 165465 / SEC#: 801-112059

RIA

Registered Investment Advisory firm - (11/17/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/11/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/13/2022)

IAR

New Hampshire
(4/2/2021)

IAR

New York
(9/22/2022)

IAR

Pennsylvania
(11/12/2012)

IAR

Texas
(11/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/1/2002

General Securities Representative Examination

Current Firm

OAK GROVE CAPITAL, LLC

CRD#: 165465 / SEC#: 801-112059

RIA

Registered Investment Advisory firm - (11/17/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/11/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2017 Terminated)

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Contact information

Main Address

North Hampton, NH

Mailing Address

Phone number

(412) 515-8899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAK GROVE CAPITAL, LLC FORM ADV PART 2A (5/23/2025)

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 616,226,706

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark G. Visnic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark George Visnic's CRS (Customer Relationship Summary).

Certified licenses

Experience

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

COMMONWEALTH FINANCIAL NETWORK

PNC CAPITAL MARKETS LLC

BNY MELLON CAPITAL MARKETS, LLC

Primary Firm SEC Registration

OAK GROVE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2010

Series 63

Date: 3/24/2006

Series 7

Date: 11/1/2002

Current Firm

OAK GROVE CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK GROVE CAPITAL, LLC

TRUST BUT VERIFY

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