William M. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Mack Watkins was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1965. William had worked at 8 firms and has passed the Series 63, Series 1 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2001 - April 21, 2010
WATKINS FINANCIAL SERVICES, INC.
June 12, 1992 - January 24, 2000
FORTRESS FINANCIAL AND PENSION SERVICES INC.
December 9, 1991 - December 31, 2014
WMW MANAGEMENT, INC.
September 23, 1988 - April 15, 1992
MONARCH SECURITIES, INC.
April 7, 1986 - September 19, 1988
ARROWHEAD SECURITIES, INC.
January 7, 1978 - April 21, 1986
KIDDER, PEABODY & CO. INCORPORATED
March 19, 1974 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
July 16, 1965 - May 25, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/16/1965
Registered Representative ExaminationSeries 12
Date: 1/7/1978
NYSE Branch Manager ExaminationCurrent Firm
WATKINS FINANCIAL SERVICES, INC.
CRD#: 103933 / SEC#: , 8-52394
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WATKINS, CHRISTOPHER MACK | PRESIDENT - FINANCIAL PRINCIPAL - CHIEF COMPLIANCE OFFICER | 2376887 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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