Joseph Dayian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Dayian was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2003. Joseph had worked at 3 firms and has passed the Series 63 and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2012 - December 12, 2012
NCP NORTHLAND CAPITAL PARTNERS (USA) INC.
February 15, 2011 - November 29, 2011
EDGECREST CAPITAL (USA) INC.
May 12, 2003 - December 31, 2009
RICHARDSON GMP (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 38
Date: 3/31/2003
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
NCP NORTHLAND CAPITAL PARTNERS (USA) INC.
CRD#: 154234 / SEC#: , 8-68619
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
