Olukayode O. Aje
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olukayode Olanrewaju Aje, who also goes by Kayode Olanrewaju Aje, was a registered financial professional .
Olukayode is a previously registered financial professional and started their career in finance in 2003. Olukayode had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2016 - November 1, 2023
BROWN CAPITAL MANAGEMENT, LLC
December 1, 2005 - June 20, 2013
FRANKLIN DISTRIBUTORS, LLC
August 3, 2005 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
February 12, 2003 - July 23, 2003
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
BROWN CAPITAL MANAGEMENT, LLC
CRD#: 105633 / SEC#: 801-19287
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWN CAPITAL MANAGEMENT, LLC
CRD#: 105633 / SEC#: 801-19287
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 109 |
| AUM (Assets Under Management) | $ 8,098,760,315 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
