Stephen C. Clausen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Christian Clausen, who also goes by Chris Clausen, Christian Clausen, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2002. Stephen had worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - October 2, 2018
INVESTACORP ADVISORY SERVICES INC
January 5, 2016 - October 2, 2018
INVESTACORP, INC.
August 12, 2014 - August 13, 2015
VOYA FINANCIAL ADVISORS, INC.
August 19, 2013 - August 13, 2015
VOYA FINANCIAL ADVISORS, INC.
May 21, 2012 - July 30, 2013
KESTRA INVESTMENT SERVICES, LLC
December 12, 2011 - July 30, 2013
KESTRA INVESTMENT SERVICES, LLC
March 23, 2009 - September 10, 2010
J. W. COLE ADVISORS, INC.
February 12, 2009 - September 10, 2010
J.W. COLE FINANCIAL, INC.
May 23, 2008 - July 28, 2009
DMR ADVISORS
March 20, 2008 - May 27, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 18, 2008 - March 5, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 10, 2006 - March 18, 2008
SIGNATOR FINANCIAL SERVICES, INC.
April 30, 2004 - March 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 20, 2002 - April 30, 2004
METROPOLITAN LIFE INSURANCE COMPANY
November 20, 2002 - April 30, 2004
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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