Howard W. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard William Watkins, who also goes by Bill Watkins Jr, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1982. Howard had worked at 5 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2005 - December 10, 2013
KALOS MANAGEMENT
May 23, 2005 - December 31, 2012
KALOS CAPITAL, INC.
March 13, 2002 - May 24, 2005
MML INVESTORS SERVICES, LLC
February 20, 2002 - May 24, 2005
MML INVESTORS SERVICES, LLC
April 5, 2001 - February 20, 2002
OSAIC WEALTH, INC.
September 28, 1982 - April 25, 2001
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/25/1974
Registered Representative ExaminationCurrent Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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