Robin L. Whitebay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Lee Whitebay, who also goes by Robin Lee Kaplan, Robin Lee Urner, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 2002. Robin had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2013 - April 13, 2018
FORESTERS ADVISORY SERVICES, LLC
October 29, 2002 - April 13, 2018
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FORESTERS ADVISORY SERVICES, LLC
CRD#: 164663 / SEC#: 801-76877
Contact information
Red Flags
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